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Kenneth Cherrier

Sr RCA Manager – AML at U.S. Bank Wealth Management

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Louis Dempsey

Founder and President at Renaissance Regulatory Services

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Matthew Dougherty

AML Manager at Huntington National Bank

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Alicia Golden

Attorney at Securities and Exchange Commission (SEC)

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Lourdes Gonzalez

Assistant Chief Counsel at Securities and Exchange Commission (SEC)

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Elizabeth Hill

Deputy General Counsel, SVP at Huntington National Bank

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Zach Knepper

Executive Vice President, Regulatory Policy and Legal Compliance Officer at The Financial Industry Regulatory Authority (FINRA)

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Barbara Mallon

Principal at Mallon & Johnson

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Tom Selman

Executive Vice President, Regulatory Policy and Legal Compliance Officer at The Financial Industry Regulatory Authority (FINRA)